Audit Preparation
Assess Protocol Compliance with Confidence
A structured checklist guide for institutions to evaluate the legal and regulatory posture of Web3 protocols.
Overview
Cantina offers a downloadable structured checklist designed to help organizations evaluate the legal and regulatory standing of any Web3 protocol. This resource is intended for institutional due diligence and internal compliance alignment purposes.
What’s in the Guide?
The checklist addresses several key compliance dimensions:
- Frameworks for KYC and AML enforcement review
- Token classification criteria and risk indicators
- Onchain vs. offchain permissioning evaluation
- Legal entity mapping and disclosure readiness
- Smart contract enforceability considerations
Built for Institutional Risk Functions
This guide serves the following audiences:
- Legal and compliance teams evaluating Web3 exposure
- Investment committees conducting protocol diligence
- Infrastructure operators ensuring regulatory alignment
- Protocol foundations preparing for institutional partnerships
Who Made This Guide?
Cantina collaborates with leading organizations to deliver structured security reviews covering smart contracts, interfaces, and governance systems. The firm’s work encompasses regulatory alignment frameworks, risk classification tools, and diligence support tailored for institutional stakeholders.
Need Structured Support?
Organizations preparing for due diligence, integration, or regulated engagement can leverage Cantina’s institutional review services, which encompass both code analysis and operational resilience assessment.